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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-21 |
| TX | RA | APPROVED_RES | 2020-06-08 |
| IN | RA | APPROVED | 2019-10-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Evansville | IN | 04/1982 | Present |
| Robert W. Baird & Co. Incorporated | Evansville | IN | 10/2019 | Present |
CO-PERSONAL REPRESENTATIVE FOR RELATIVE'S ACCOUNT, 6/2012, 4 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS, PAY OUTSTANDING BILLS AND DISTRIBUTE ESTATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-02 |
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