Dennis W Arnone

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Worcester, MA
• 07/2011 → Present
  Bank Of America, N.A.
  Worcester, MA

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Worcester, MA
  Boston, MA
  Boston, MA
• 2004-09-27 → 2004-10-20
  Quick & Reilly, Inc.
  Boston, MA

Other Businesses

I*2175427, Entity Type: , Name of OBA: D W A TTEE U/A DTD 08/22/2000 BY J C A, Address: Southbridge, Massachusetts, 01550, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 01-Oct-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-22
• S63 Uniform Securities Agent State Law Examination
  1994-01-10

Other Names

• Dennis William Arnone