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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Worcester | MA | 10/2009 | Present |
| Bank Of America, N.A. | Worcester | MA | 07/2011 | Present |
I*2175427, Entity Type: , Name of OBA: D W A TTEE U/A DTD 08/22/2000 BY J C A, Address: Southbridge, Massachusetts, 01550, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 01-Oct-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-10 |
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