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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
165 E Union Street Suite 411, Newark, NY 14513 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Rochester | NY | 06/2004 | 03/2017 |
| Metlife Securities Inc. | Rochester | NY | 06/2004 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Newark | NY | 03/2017 | Present |
Name: Non MLIA Insurance Inv rel: Y Add: 165 E. UNION STREET Ste 411 Newark, NY 14513 Nature: Property & Casualty Position: Sales Start date:07/2004 No. HR/MO: 7 No. HR/MO during sec trading: 6 Name: Trustee Inv rel: N Add: 223 S MAIN ST Newark,NY 14513 Nature: FRATERNAL ORGINIZATION Position: trustee Start date: 04/2011 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties:Overseeing of Lodge Financial Activities. I do not handle depostis or dispurments of cash or checks
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-18 |
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