Joseph Taylor O'HAver

Employer firm

O'hAver Wealth Management, LLC CRD 299698

$3.20M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 04/2018
  Ibn Financial Services, Inc.
  Liverpool, NY
• 04/2018 → 06/2018
  Sagepoint Financial, Inc.
  Newark, NY
• 07/2011 → Present
  O'HAver Financial Llc
  Jamesville, NY
• 01/2019 → Present
  O'HAver Wealth Management, Llc
  Newark, NY

Previous Registrations

• 2018-07-12 → 2018-07-24
  Ibn Financial Services, Inc.
  Newark, NY
  Liverpool, NY
  Liverpool, NY

Other Businesses

PROVIDES FINANCIAL SALES AND SERVICES UNDER "O'HAVER FINANCIAL, LLC.",INDEPENDENT INSURANCE AGENT SELLING DISABILITY, FIXED ANNUITIES, LIFE/PROPERTY-CASUALTY/ MEDICARE/ HEALTH, AND LONG TERM CARE INSURANCE. UNDER,"O'Haver Securities,LLC," A DBA, PROVIDES TAX PREPARATION SERVICES, PROPERTY & CASUALTY INSURANCE, PAYROLL, TAX PREPARATION THROUGH A NETWORK OF CPA'S. DBA "NICHOLS FINANCIAL SERVICES" PROVIDES PROPERTY & CASUALTY INSURANCE, PAYROLL, TAX PREPARATION SERVICES. Joseph O'Haver; President & CEO; O'Haver Financial; Investment related: Yes; Location: 438 E Union Street, Newark, NY 14513; Description of the business: perform the services of tax preparation, accounting, payroll processing, insurance sales and Third Party Administration; Business Started: 2011-07-12; During trading hours: 4 hour - During outside trading hours: 4 hour - Expected total yearly compensation derived from the business: 50%

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-06-27
• S63 Uniform Securities Agent State Law Examination
  2007-03-15

Other Names

• Joseph O'HAver