Devon Caldwell Littlefield

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 11/2016
  Cco Investment Services Corp
  Rochester, NY
• 11/2016 → Present
  Cuna Brokerage Services
  Waverly, IA
• 11/2016 → Present
  Reliant Community Federal Credit Union
  Sodus, NY
• 05/2022 → Present
  Lpl Financial Llc
  Macedon, NY

Previous Registrations

• 2017-03-07 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Newark, NY
  Macedon, NY
  Canadaigua, NY
  Webster, NY
  Sodus, NY
• 2001-11-12 → 2009-08-26
  Wells Fargo Clearing Services, Llc
  Orlando, FL
  Orlando, FL
  Orlando, FL
  Orlando, FL

Other Businesses

1) 05-18-2022-Reliant Credit Union- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 11/01/2016-160 Hours Per Month/ 2) 05-18-2022-Reliant Investment Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-Manager-

Exams

• S66 Uniform Combined State Law Examination
  2017-03-01
• S63 Uniform Securities Agent State Law Examination
  1999-02-18