Russell Leon Proctor

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Stifel Nicolaus & Co Inc
  Rocky Mount, NC

Previous Registrations

• 2009-06-01 → 2010-11-05
  Morgan Stanley
  Rocky Mount, NC
• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Rocky Mount, NC
  Rocky Mount, NC
  Rocky Mount, NC
• 2001-12-31 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Rocky Mount, NC

Other Businesses

1. Nash Community College; 522 N. Old Carriage Road Rocky Mount NC 27804; Community College; Trustee; Board member; affiliation started 11/14/2016; 10 hours per month; during securities trading hours; not investment-related. 2. East Carolina Council Boy Scouts of America; 313 Boy Scouts of America, Kinston, NC 28501; youth leadership development; Executive Committee/Board of directors; Provide leadership guidance the executive staff; 11/13/2013; 10 Hours per Month; During Securities Trading Hours; Not Investment Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-27
• S63 Uniform Securities Agent State Law Examination
  1982-07-28

Other Names

• (Iii) Russell Leon Proctor
• Russell Leon Proctor
• Russell Leon Proctor Iii