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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-09 |
| NC | RA | APPROVED | 2010-10-26 |
Branch Locations
2933 Sunset Avenue Suite A, Rocky Mount, NC 27804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Rocky Mount | NC | 10/2010 | Present |
1. Nash Community College; 522 N. Old Carriage Road Rocky Mount NC 27804; Community College; Trustee; Board member; affiliation started 11/14/2016; 10 hours per month; during securities trading hours; not investment-related. 2. East Carolina Council Boy Scouts of America; 313 Boy Scouts of America, Kinston, NC 28501; youth leadership development; Executive Committee/Board of directors; Provide leadership guidance the executive staff; 11/13/2013; 10 Hours per Month; During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-28 |
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