Best Investors Account Sign in

Kent Robert Mcginnis

Spc

Quincy, IL

Ann Arbor, MI

Claim This Profile
Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-02-01
  • IL RA
    APPROVED
    Since 2018-02-01

Branch Locations

2634 Broadway St. Suite 300, Quincy, IL 62301 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Quincy IL 08/1986 03/2017
Mml Investors Services, Llc Quincy IL 03/2017 01/2018
Sigma Financial Corporation Ann Arbor MI 01/2018 Present
Spc Ann Arbor MI 01/2018 Present
  • 08/1986 → 03/2017
    Metlife Securities Inc.
    Quincy, IL
  • 03/2017 → 01/2018
    Quincy, IL
  • 01/2018 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 01/2018 → Present
    Ann Arbor, MI
Previous Registrations
  • 2017-03-25 → 2018-02-02
    Quincy, IL
    St. Louis, MO
  • 1998-05-22 → 2017-03-25
    Msi Financial Services, Inc.
    Quincy, IL
    Quincy, IL
    St. Louis, MO
Other Businesses

1. McGinnis Insurance and Financial Services, Inc. / Health Insurance, Medicare Sup&Adv and Prescription Plans. / Non Investment Related / 2634 Broadway St. #300, Quincy, IL 62361 / 50% Owner, Director & Officer. / 5hrs Weekly - not during trading hours. 2. DBA - McGinnis Wealth Management LLC, Quincy, IL. Also Investment Advisor Rep offering fee based advisory services through SPC. I predominantly do fee based advisory accounts but also have variable annuities, fixed annuities, EIAs and life insurance. Start date: 2/1/18 for 40 hrs/wk. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-22
S63 Uniform Securities Agent State Law Examination 1987-05-15
  • S65 Uniform Investment Adviser Law Examination
    1998-04-22
  • S63 Uniform Securities Agent State Law Examination
    1987-05-15
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Quincy, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor