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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-02-01 |
Branch Locations
2634 Broadway St. Suite 300, Quincy, IL 62301 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Quincy | IL | 08/1986 | 03/2017 |
| Mml Investors Services, Llc | Quincy | IL | 03/2017 | 01/2018 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2018 | Present |
| Spc | Ann Arbor | MI | 01/2018 | Present |
1. McGinnis Insurance and Financial Services, Inc. / Health Insurance, Medicare Sup&Adv and Prescription Plans. / Non Investment Related / 2634 Broadway St. #300, Quincy, IL 62361 / 50% Owner, Director & Officer. / 5hrs Weekly - not during trading hours. 2. DBA - McGinnis Wealth Management LLC, Quincy, IL. Also Investment Advisor Rep offering fee based advisory services through SPC. I predominantly do fee based advisory accounts but also have variable annuities, fixed annuities, EIAs and life insurance. Start date: 2/1/18 for 40 hrs/wk. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-15 |
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