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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-03 |
| SC | RA | APPROVED | 2024-05-15 |
| NY | RA | APPROVED | 2021-02-25 |
| TX | RA | APPROVED_RES | 2013-03-22 |
| OR | RA | APPROVED | 2009-09-01 |
| CA | RA | APPROVED | 2008-12-10 |
Branch Locations
750 B Street Suite 3100, San Diego, CA 92101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | San Diego | CA | 06/1982 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-04-04 |
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