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Current Employers
Apogee Financial Services Group, Inc.

74 East Second Street, Moorestown, NJ 08057-0805 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-02-10
  • NJ RA
    APPROVED
    Since 2009-02-10

Branch Locations

74 East Second Street, Moorestown, NJ 08057-0805 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pts Brokerage, Llc Mt. Laurel NJ 01/2005 Present
Apogee Financial Services Group Inc Moorestown NJ 01/2008 Present
Other Businesses

PTS BROKERAGE, LLC 125 C GAITHER DRIVE MT. LAUREL, NJ 08054 INVESTMENT RELATED NATURE OF BUSINESS: INVESTMENT PRODUCT SALES POSITION HELD: REGISTERED REPRESENTATIVE START DATE: JANUARY 2005 APPROX # OF HOURS PER MONTH: 20 APPROX # OF HOURS DURING SECURITIES HOURS:20 DESCRIPTION OF DUTIES: SALES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-07-30
  • S63 Uniform Securities Agent State Law Examination
    1982-07-30
Other Names
  • Thomas John Marrollo

View on SEC IAPD

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