Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-13
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-08-13
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

505 South Lenola Road Suite 203, Moorestown, NJ 08057 • United States

Moorestown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Woodbridge NJ 04/2006 03/2017
Massachusetts Mutual Life Insurance Company Moorestown NJ 07/2016 Present
Mml Investors Services, Llc Moorestown NJ 03/2017 Present
  • 04/2006 → 03/2017
    Metlife Securities
    Woodbridge, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Moorestown, NJ
  • 03/2017 → Present
    Moorestown, NJ
Previous Registrations
  • 2006-06-07 → 2017-03-25
    Msi Financial Services, Inc.
    Delran, NJ
    Cranford, NJ
    Cranford, NJ
    Moorestown, NJ
    Moorestown, NJ
  • 2004-07-26 → 2006-04-21
    Voya Financial Partners, Llc
    Conshohocken, PA
    Conshohocken, PA
    Windsor, CT
    Delran, NJ
  • 2002-10-03 → 2004-06-23
    Cherry Hill, NJ
Other Businesses

(1)Name: Costello Financial Inv Rel: Y Add: Residential Nature: Other: Group acquisition and ownership of clients pre-Met Position: Ownership Start date: 06/01/2004 No. Hrs/mo: 10 No. Hrs/mo during sec trading: 0. (2)Name: John Costello Inv Rel: Y Add: 505 S Lenola Rd, Suite 203, Moorestown NJ 08057 Nature: NonMMLIA Insurance Brokerage/Ind Life, P&C, Fixed Annuities, Health, Group Life/Health Position: Agent Start date: 03/07/2025 No. Hrs/Mo: 10 No. Hrs/Mo During sec trading: 1. (3) Name: Creative Risk Management Inv Rel: Y Add: 1305 Campus Pkwy Wall NJ 07753 Nature: P&C Insurance Position: CFO Start Date: 10/23/2020 No Hrs/Mo: 2 No Hrs/Mo Dur Trading: 2. (4)Name: Moorestown Breakfast Rotary Inv Rel: N Add: 16-28 E Main St, Moorestown, NJ 08057 Nature: Charity Position: President Start Date: 7/1/2022 No Hrs/Mo: 10 No Hrs/Mo Dur Trading: 0 Describe duties: Oversee projects for community giving and head weekly reports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-19
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S66 Uniform Combined State Law Examination
    2001-12-19
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Moorestown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor