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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-07-26 |
| FL | RA | APPROVED | 2024-04-11 |
| PA | RA | APPROVED | 2022-11-15 |
| MD | RA | APPROVED | 2009-09-29 |
| TX | RA | APPROVED_RES | 2008-07-07 |
| DE | RA | APPROVED | 2008-05-12 |
Branch Locations
20 Montchanin Road Suite 170, Greenville, DE 19807 • United States
Naples, FL • United States
West Chester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wilmington | DE | 04/2008 | Present |
WILMINGTON WEST ROTARY CLUB PRESIDENT. Nativity Preparatory School ,Wilmington DE United States , Educational Establishment, Education ,middle school boys school for underserved community ,, Member of a committee representing the interests of any third party , member of finance committee assisting in providing advice on budgetary matters and Investment committee. no trading, nor specific investment recommendations on asset allocation, investment selection, or meetings with outside advisors. , Start date 1/1/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-27 |
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