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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED | 2024-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Lexington | MA | 11/2012 | 04/2024 |
| Lpl Financial Llc | Lexington | MA | 04/2024 | Present |
1) 04/2024 - Kendall Financial Consultants / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 95% Time Spent 2) 04/2024 - Non-Variable Insurance / Inv. Related / Start date 05/01/2016 - 8 Hrs per month - 5 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-31 |
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