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Carl Edward Choy

Ckw Financial Group, LLC

Honolulu, HI

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Current Employers
Ckw Financial Group, Llc

1003 Bishop Street Suite 1950, Honolulu, HI 96813 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-08
  • TX RA
    APPROVED_RES
    Since 2018-05-08

Branch Locations

1003 Bishop Street Suite 1950, Honolulu, HI 96813 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ckw Financial Group, Llc Honolulu HI 11/2009 Present
Previous Registrations
Other Businesses

YMCA- METRO BOARD INVESTMENT CHAIR, 4 HR/MONTH. / CKW FINANCIAL- RIA AFFILIATE WITH COMMISSIONS PAID THROUGH CKW FINANCIAL GROUP, LLC, 200 HR/MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-04
S63 Uniform Securities Agent State Law Examination 1982-07-15
  • S65 Uniform Investment Adviser Law Examination
    1992-04-04
  • S63 Uniform Securities Agent State Law Examination
    1982-07-15

View on SEC IAPD

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