Ronald Henry Franzen

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-04-06
IL	RA	APPROVED	2008-09-30

TX RA
APPROVED_RES

Since 2009-04-06
IL RA
APPROVED

Since 2008-09-30

Branch Locations

123 Rottingham Court Suite A, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors Llc	New York	NY	09/2008	06/2020
Franzen Wealth Strategies, Llc	Edwardsville	IL	09/2008	Present
Equitable Advisors, Llc	New York	NY	09/2008	Present

09/2008 → 06/2020

Axa Advisors Llc

New York, NY
09/2008 → Present

Franzen Wealth Strategies, Llc

Edwardsville, IL
09/2008 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

1997-09-17 → 2008-10-13

Osaic Wealth, Inc.

Edwardsville, IL

Edwardsville, IL
2005-06-29 → 2008-10-01

Militello Wealth Management, L.L.C.

Edwardsville, IL
2002-06-26 → 2005-06-13

Martin Wier, Inc

Swansea, IL
1998-08-31 → 2002-08-14

M Financial Services, Inc.

Highland, IL

Other Businesses

1. FRANZEN WEALTH STRATEGIES, LLC; 123 ROTTINGHAM CT, SUITE A, EDWARDSVILLE, IL 62025; MEMBER; START 6/9/2025; APPROX. 5 HOURS/MONTH. 2. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-29
S63	Uniform Securities Agent State Law Examination	1982-07-26

S65 Uniform Investment Adviser Law Examination

1999-12-29
S63 Uniform Securities Agent State Law Examination

1982-07-26

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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