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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
IL RA APPROVED 2011-08-05
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • IL RA
    APPROVED
    Since 2011-08-05

Branch Locations

6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Shiloh IL 07/2011 10/2022
Morgan Stanley Smith Barney Edwardsville IL 10/2022 Present
  • 07/2011 → 10/2022
    Morgan Stanley Smith Barney
    Shiloh, IL
  • 10/2022 → Present
    Morgan Stanley Smith Barney
    Edwardsville, IL
Previous Registrations
Other Businesses

*543470 - Trust; Investment related: Yes; GLEN CARBON, Illinois; 08/2021; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-18
  • S66 Uniform Combined State Law Examination
    2004-05-18
Other Names
  • Nicole Elaine Doussard
  • Nicole E Nonn
  • Nicole Nonn

View on SEC IAPD

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