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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-31
TX RA APPROVED_RES 2014-06-11
MO RA APPROVED 2009-06-01
  • IL RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States

701 Market Street, Saint Louis, MO 63101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. St. Louis MO 07/2005 Present
Morgan Stanley Smith Barney St. Louis MO 06/2009 10/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Saint Louis MO 10/2022 Present
  • 07/2005 → Present
    St. Louis, MO
  • 06/2009 → 10/2022
    Morgan Stanley Smith Barney
    St. Louis, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2022 → Present
    Morgan Stanley Smith Barney
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 2005-09-21
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    2005-09-21

View on SEC IAPD

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