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Paul James Baeske

Morgan Stanley

Edwardsville, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • IL RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Shiloh IL 06/2009 10/2022
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Edwardsville IL 10/2022 Present
  • 06/2009 → 10/2022
    Morgan Stanley Smith Barney Llc
    Shiloh, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2022 → Present
    Morgan Stanley Smith Barney
    Edwardsville, IL
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Shiloh, IL
  • 2003-01-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Shiloh, IL
    Shiloh, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-18
S63 Uniform Securities Agent State Law Examination 1999-01-25
  • S65 Uniform Investment Adviser Law Examination
    2002-09-18
  • S63 Uniform Securities Agent State Law Examination
    1999-01-25

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
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MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

TRISHA RENEA PETROSKUS
KATRINA MARIE AMOS
NICOLE E NONN
KYLE LEE JACKSON
Maxwell D Elbe
ANGELA M WAKEFORD
JASON ERIC JENSEN
EDWARD JOHN HANSEN

Other Offices

BENJAMIN F. EDWARDS & COMPANY, INC. · EDWARDSVILLE, IL
CHARLES SCHWAB & CO., INC. · Edwardsville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Edwardsville, IL
EQUITABLE ADVISORS, LLC · EDWARDSVILLE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Edwardsville, IL
EDWARD JONES · EDWARDSVILLE, IL
MUTUAL ADVISORS, LLC · Edwardsville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Glen Carbon, IL

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