David Alexander Pratt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1989 → Present
  Osaic Wealth, Inc.
  Edina, MN
• 03/1993 → Present
  Pensions Plus, Inc.
  Edina, MN
• 04/1983 → Present
  Financial Designs Of Edina, Inc.
  Edina, MN
• 04/1993 → Present
  Fdi, Inc
  Edina, MN
• 06/2002 → Present
  Focus Financial Network, Inc.
  Edina, MN

Other Businesses

1. FOCUS FINANCIAL NETWORK, INC. POSITION: Other - Advisory Representative NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 138 START DATE: 06/01/2002 ADDRESS: 1300 Godward St. NE, Suite 5500, Minneapolis MN 55413, United States DESCRIPTION: As an advisory representative, I work with clients in matters relating to Financial Planning. This may include the development of plans intended to achieve their goals, as well as review and placement of securities consistent with those goals. 2. FDI INCORPORATED, FINANCIAL DESIGNS POSITION: Chief Operating Officer - Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 1 START DATE: 04/01/1983 ADDRESS: 7400 Metro Blvd., Suite 223, Edina MN 55439, United States DESCRIPTION: Placement and maintenance of individual and group insurance policies 3. FDI INCORPORATED, FINANCIAL DESIGNS POSITION: Chief Operating Officer - Owner NATURE: Consultation and administrative services for qualified retirement plans INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1993 ADDRESS: 7400 Metro Blvd., Suite 223, Edina MN 55439, United States DESCRIPTION: Plan document drafting, consultation

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-12-03

Designations

• Certified Financial Planner

Other Names

• Dave Pratt