Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1994-04-22
  • FL RA
    APPROVED
    Since 1994-04-22

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

18851 Ne 29Th Avenue 11Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Aventura FL 04/1994 Present
Other Businesses

NJ PHOTOGRAPHICS. FT. LAUDERDALE, FL 33314. NOT INVESTMENT RELATED. BUSINESS - COMMERCIAL PHOTOGRAPHY. TITLE - PRESIDENT. START DATE - 01/01/1986. HOURS/MONTHS/NONE. DUTIES - NONE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-18
S63 Uniform Securities Agent State Law Examination 1982-08-31
  • S65 Uniform Investment Adviser Law Examination
    1992-09-18
  • S63 Uniform Securities Agent State Law Examination
    1982-08-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hallandale Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor