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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| FL | RA | APPROVED | 2014-03-12 |
| CT | RA | APPROVED | 2014-03-06 |
| TX | RA | APPROVED_RES | 1984-01-05 |
Branch Locations
1325 Franklin Ave, Garden City, NY 11530 • United States
Highland Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/1982 | Present |
| Bank Of America, N.A. | New York | NY | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-27 |
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