Denise L Roberts

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Citigroup Global Markets Inc.
  Newport, RI
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Newport, RI
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1998-01-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Newport, RI
  Newport, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-06
• S63 Uniform Securities Agent State Law Examination
  1982-05-21

Other Names

• Denise Ann Lussier Roberts