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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moloney Securities Co., Inc. | St. Louis | MO | 07/2003 | 12/2025 |
| Moloney Investment Advisory Llc | Manchester | MO | 02/2016 | 12/2016 |
| Moloney Securities Asset Management Llc | Manchester | MO | 02/2016 | 12/2025 |
| Berthel, Fisher & Company Financial Services, Inc. | Kerrville | TX | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
Bueche Cemetery, 501(c)(13), 412 Westcrest Drive, Kerrville, TX 78028. Cemetery operations. Not securities related. Not conducted during trading hours. Owns rental property, jointly with spouse - 2 houses. 1805 Woodstone Drive, Kerrville, TX 78028. 201 Rawson, Kerrville, TX 78028. Not securities related. Not conducted during trading hours. Securities and Investment Advisory Activities d/b/a Heritage Investment Management - Investments and Securities offered through Berthel Fisher & Co. Financial Services, Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1982-06-01 |
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