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Michael Patrick Schiffer

Wells Fargo Clearing Services, LLC

Garden City, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-25
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2018-12-14
  • TX RA
    APPROVED
    Since 2026-06-25
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2018-12-14

Branch Locations

1010 Franklin Ave Ste 400, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Jericho NY 04/2007 12/2018
Morgan Stanley Smith Barney Jericho NY 06/2009 12/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2018
Wells Fargo Clearing Services Llc Garden City NY 12/2018 Present
  • 04/2007 → 12/2018
    Morgan Stanley & Co., Incorporated
    Jericho, NY
  • 06/2009 → 12/2018
    Morgan Stanley Smith Barney
    Jericho, NY
  • 01/2015 → 12/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2018 → Present
    Wells Fargo Clearing Services Llc
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-02
S63 Uniform Securities Agent State Law Examination 1985-01-30
  • S65 Uniform Investment Adviser Law Examination
    2005-06-02
  • S63 Uniform Securities Agent State Law Examination
    1985-01-30
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

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DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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