Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-12-15 |
| NJ | RA | APPROVED | 2021-12-15 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2012-10-26 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 10/2012 | Present |
BSSS LP / HAVEN TERRACE,NJ 08008 / PARTNERSHIP/ REAL ESTATE / MANAGE FAMILY BEACH HOUSE / PARTNER / BILLPAY,ARRANGE RENTALS / START DATE 9/1/1993.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-15 |
Reach out to this advisor