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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-10
MD RA APPROVED 2017-12-22
  • TX RA
    APPROVED_RES
    Since 2022-10-10
  • MD RA
    APPROVED
    Since 2017-12-22

Branch Locations

8118 Overlook Drive, Frederick, MD 21702 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Timothy J Moore Sr Insurance & Financial Services Frederick MD 05/1976 Present
Voya Financial Advisors Frederick MD 09/2014 12/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2017 Present
  • 05/1976 → Present
    Timothy J Moore Sr Insurance & Financial Services
    Frederick, MD
  • 09/2014 → 12/2017
    Voya Financial Advisors
    Frederick, MD
  • 12/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2017 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1.TIMOTHY J MOORE INSURANCE AND FIN SERV, 8118 OVERLOOK DR, FREDERICK, MD, 5/1976 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 8/TRADING. 2.ST KATHARINE DREXEL RC CHURCH, 8428 OPPOSSUMTOWN PK, FREDERICK, MD, 7/2015 AS PERMANENT DEACON PROVIDING CHURCH MINISTRY. NIR - 7/WK - 0/TRADING. 3.ARCHDIOSESE OF BALTIMORE RC CHURCH, 320 CATHEDRAL ST, BALTIMORE, MD, 5/2011 AS PERMANENT DEACON PROVIDING CHURCH MINISTRY. NIR - 3/WK - 0/TRADING. 4.FINRA ARBITRATOR, FREDERICK, MD, 9/1997. NIR - 15/YR - 2/TRADING. 5.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6.NOTARY PUBLIC, FREDERICK MD 21702, 01/2016, Notary Public, Notary, NIR, 1HR/MO - 1HR/MO TRADING 7.MOORE FINANCIAL, 8118 OVERLOOK DRIVE, FREDERICK MD 21702, United States, 04/06/2023, Owner, Owner/Partner of a Business Entity, INV REL, 80 HR/MO - 32 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-15
  • S66 Uniform Combined State Law Examination
    2006-11-15
Other Names
  • Sr Timothy Joseph Moore
  • Timothy Joseph Moore
  • Timothy J Moore

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