Christopher Allen Pratt

Current Employers

Employment History

• 01/2002 → Present
  Wolters, Hagar & Pratt Financial Planning, Inc.
  San Diego, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  San Diego, CA
  San Diego, CA
• 2003-01-01 → 2020-09-02
  Wolters, Hagar & Pratt Financial Planning, Inc.
  San Diego, CA
• 1997-12-16 → 2005-10-31
  Sentra Securities Corporation
  San Diego, CA

Other Businesses

1) CAP FINANCIAL PLANNING POSITION: President NATURE: Sub S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2020 ADDRESS: 6310 Greenwich Dr, Suite 145, San Diego CA 92122, United States DESCRIPTION: President: I am responsible for the goals, policies, and procedures of the firm. I oversee personnel and approve employment contracts. I also approve and sign contracts, such as office and equipment leases. FINANCIAL PLANNER: I meet with new clients to create personalized, written financial plans and with existing clients to monitor and update existing financial plans. REGISTERED REPRESENTATIVE: I meet with new and existing clients to implement financial plans, review investment portfolios and monitoring investment performance. I talk to existing clients on the phone, in their offices, and at their homes. 2) FIXED INSURANCE LICENSE POSITION: Licensed insurance agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 6310 Greenwich Dr, Suite 145, San Diego CA 92122, United States DESCRIPTION: I have a California Insurance License to aid in the process of writing financial plans.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-09
• S63 Uniform Securities Agent State Law Examination
  1990-05-15

Designations