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Thomas Eugene Nugent

Victoria Capital Management, Inc.

Charleston, SC

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Current Employers
Victoria Capital Management, Inc.

109 East Bay Street #1E, Charleston, SC 29401-2549 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-08-04
CA RA APPROVED 2025-08-01
SC RA APPROVED 2025-08-01
  • WY RA
    APPROVED
    Since 2025-08-04
  • CA RA
    APPROVED
    Since 2025-08-01
  • SC RA
    APPROVED
    Since 2025-08-01

Branch Locations

109 East Bay Street #1E, Charleston, SC 29401-2549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victoria Capital Management, Inc. Charleston SC 08/2000 Present
Planmember Securities Carpinteria CA 04/2001 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-15

View on SEC IAPD

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