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Barbara Ridings Exter

Mml Investors Services, LLC

Newark, DE

Newark, DE

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-07
DE RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-02-07
  • DE RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Continental Drive Suite 101, Newark, DE 19713 • United States

Newark, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Newtown PA 01/2015 03/2017
Massmutual Life Insurance Co Newark DE 07/2016 Present
Mml Investors Services, Llc Newark DE 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Newtown, PA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newark, DE
  • 03/2017 → Present
    Mml Investors Services, Llc
    Newark, DE
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
    Newark, DE
  • 2013-08-27 → 2015-01-02
    New England Securities
    Newtown Square, PA
  • 2010-06-15 → 2013-05-31
    Grove Point Investments, Llc
    Rockville, MD
Other Businesses

NAME: FIRM FOUNDATION RECOVERY INV REL: Y ADD: 2242 ST JAMES DRIVE, WILIMING TON DE 19808 NATURE: NONPROFIT ADDICTION RECOVERY CENTER POSITION: SECRETARY/ TAKE NOTES AT MEETINGS, MAINTAIN CORPORATE BOOKS AND RECORDS, PARTICIPATE IN FUNDRAISING EVENT START DATE: 7/13/2019 NO HRS/MO: 12 NO HRS/MO DUR TRADING:0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-19
  • S66 Uniform Combined State Law Examination
    2007-11-19
Other Names
  • Barbara Ridings Wright
  • Barbara Ann Ridings
  • Barbara Ridings Wright

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
JPL ASSET MANAGEMENT AND PLANNING, LLC
NJM VENCAP LLC
RIVER FAMILY ADVISORS LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

More in Newark, DE

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