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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2019-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co Inc | New York | NY | 10/2012 | Present |
1.OWN PROPERTY IN AUSTIN, TEXAS. 2.COMMERCIAL REAL ESTATE WOMEN (CREW) NETWORKING GROUP 1201 WAKARUSA DR. STE D., LAWRENCE, KS 66049 BASIC MEMBERSHIP LEVEL BECOME AN ACTIVE MEMBER ATTENDING ALL LUNCHEONS AND OTHER NETWORKING EVENTS. 4-6 HOURS A MONTH FOR LUNCHEONS MOST EVENTS AFTER 5PM 3.CREW LEGACY COMMITTEE MEETINGS ARE ONE HALF HOUR BY ZOOM ONCE A MONTH. FIRST MEETING FOR ME WAS 2/22/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-16 |
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