Carolann Doherty Brown

Employer firm

Fox Hill Wealth Management CRD 321881

$290M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 09/2021
  Ubs Financial Services Inc.
  Providence, RI
• 09/2021 → 01/2023
  Pallas Capital Advisors Llc
  Braintree, MA
• 01/2023 → Present
  Fox Hill Wealth Management
  Dedham, MA
• 02/2022 → 01/2023
  Beck Bode, Llc
  Dedham, MA

Previous Registrations

• 2021-09-02 → 2022-01-04
  Pallas Capital Advisors, Llc
  Braintree, MA
  Middletown, RI
• 2008-10-23 → 2021-09-21
  Ubs Financial Services Inc.
  Newport, RI
  Providence, RI
• 2003-07-01 → 2008-11-06
  Wells Fargo Clearing Services, Llc
  Newport, RI
  Newport, RI
• 1987-07-01 → 2003-07-01
  Prudential Equity Group, Llc
  Newport, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-22
• S63 Uniform Securities Agent State Law Examination
  1982-04-28

Designations

• Certified Financial Planner

Other Names

• Carolann D Brown
• Carol Brown
• Carolann Doherty
• Carolann D. Brown