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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
700 1St Ave. Eastdale Plaza #4, Iowa City, IA 52240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Accounting Service | Iowa City | IA | 05/1977 | Present |
| Avantax Investment Services, Inc. | Iowa City | IA | 08/1994 | 09/2025 |
| Avantax Advisory Services | Iowa City | IA | 01/1997 | 09/2025 |
| Avantax Insurance Services, Llc | Iowa City | IA | 12/2015 | 09/2025 |
| Cetera Wealth Services, Llc | Iowa City | IA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Stewards Planning Group | Iowa City | IA | 08/2025 | Present |
1) PIPAC~'NIR'~1521 Technology Pky, P O Box 729~Cedar Falls~IA~50613~Independent Insurance Agent~Insurance Sales Agent~1/14/1998~1hrs~0hrs~sales of Health Ins with Blue Cross Blue Shield,Life Ins and Fixed Annuities NOT offered by HDVEST 2) Smith Accounting Service~'NIR'~1700 S 1st Ave, Eastdale Plaza Unit 4~Iowa City~IA~52240~Tax Preparation/Accounting~Tax Preparation/Accounting~1/1/1977~100hrs~100hrs~Tax Prep and suppervision|Smith Financial Services~'NIR'~1700 1st Ave., Eastdale Plaza #4~Iowa City~IA~52240~Other~Other~1/1/1999~30hrs~5hrs~Operational and/or Martkeing Name for HD Vest Services 3) JIM SMITH INC DBA SMITH ACCOUNTING SERVICE POSITION: Tax Preparation/Accounting NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 01/01/1977 ADDRESS: 1700 S 1st Ave, Eastdale Plaza Unit 4, Iowa City IA 52240, United States DESCRIPTION: Tax Prep and supervision 4) Smith Financial Services; Other; Other; NIR; 5; 01/01/1999; 1700 1st Ave., Eastdale Plaza #4 Iowa City IA 52240; Operational and/or Martkeing Name for Avantax Services 5) STEWARDS PLANNING GROUP POSITION: Financial Advisor NATURE: Financial Planning Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 08/01/2025 ADDRESS: 1700 1st Ave, Eastdale Plaza #4, Iowa City IA 52240, United States DESCRIPTION: Financial Advisor. Meet with Clients Review accounts Collect Data Service Clients
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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