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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-31
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2014-03-31
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

3780 Kilroy Airport Way Ste 200, Long Beach, CA 90806-2458 • United States

Lakewood, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Long Beach CA 04/1982 03/2020
Ameriprise Financial Services, Llc Long Beach CA 03/2020 Present
Other Businesses

Board of Directors; YMCA of Greater Long Beach; Board Member; 3605 Long Beach Blvd., Suite 210Long Beach CA 90807, ,; ; ; 1 to 9 hours per month; / Los Altos United Methodist Church; committee member; 5950 East Willow StreetLong Beach, CA 90815, ,; ; ; 1 to 9 hours per month; / YMCA of Greater Long Beach-Finance Committee; Chairman; On File, ,; ; 07/01/2014; 1 to 9 hours per month; 0 during trading hours / Rotary Club of Lakewod California; Member at Large; PO Box 367, , Lakewood, CA, 90714; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-18
  • S63 Uniform Securities Agent State Law Examination
    1995-10-18
Other Names
  • Curt L Kurtz

View on SEC IAPD

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