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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2006-06-09 |
Branch Locations
404 E. College St. Suite 406, Iowa City, IA 52240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kirkwood Community College | Cedar Rapids | IA | 01/1983 | Present |
| Nations Financial Group, Inc. | Iowa City | IA | 03/1998 | Present |
INSURANCE AGENT. 404 E. COLLEGE ST., SUITE 406, IOWA CITY, IA 52240. SALES OF INSURANCE PRODUCTS, SPEND UNDER 10 HRS PER MONTH, MOSTLY OUTSIDE OF SECURITIES TRADING HOURS. LICENSED SINCE 1983. IS INVESTMEMT RELATED// ROSS DEVALOIS PHOTOGRAPHY. 404 E. COLLEGE ST., SUITE 406, IOWA CITY, IA 52240. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TAKING PHOTOS. POSITION IS OWNER. STARETD IN 2014. APPROX 1 HR/MONTH ON THIS BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE TAKING PHOTOS// Bristlecone Financial Group aka Midamerica Securities management co. 404 E. COLLEGE ST., SUITE 406, IOWA CITY, IA 52240. Is investment related. nature of business is DBA to offer investment and advisory services. Position is President. Started July 2008. Approx 160 hrs/month on business, all during security trading hrs. Duties are to use DBA to offer investment and advisory services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-26 |
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