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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
TX RA APPROVED_RES 2017-11-16
  • WI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2017-11-16

Branch Locations

1233 N. Mayfair Rd, Suite 215, Milwaukeev, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc Brookfield WI 11/2002 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
  • 2002-12-05 → 2017-11-15
    Sii Investments, Inc.
    Milwaukee, WI
    Brookfield, WI
    Brookfield, WI
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK -32/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. HONEY CREEK WEALTH MANAGEMENT, 1233 N Mayfair Road, Suite 215, Milwaukee WI 53226, United States, 10/2010, Investment Advisor Representative, DBA Name, INV REL, 220 HR/MO - 130 HR/MO TRADING 3. JEFFREY MARCINIAK, 1233 N Mayfair Road, Suite 215, Milwaukee, WI 53226, 01/2026, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO, 2 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-19
S63 Uniform Securities Agent State Law Examination 1982-04-26
  • S65 Uniform Investment Adviser Law Examination
    1997-05-19
  • S63 Uniform Securities Agent State Law Examination
    1982-04-26
Designations

View on SEC IAPD

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