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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-09-16 |
Branch Locations
1200 N Mayfair Rd Suite 300, Milwaukee, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Brookfield | WI | 08/2013 | Present |
| Lpl Financial Llc | Brookfield | WI | 02/2018 | 09/2024 |
| Osaic Wealth, Inc. | Milwaukee | WI | 09/2024 | Present |
1. NICHOLAS HASSLER POSITION: tax preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 02/14/2018 ADDRESS: 8112 W Bluemound Rd, Suite 94, Milwaukee WI 53213, United States DESCRIPTION: Registered tax preparer 2. JAMESON ADVISORS POSITION: registered assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 09/16/2024 ADDRESS: 2515 N 124th Street, Suite 200, Brookfield WI 53005, United States DESCRIPTION: responding to client service request, process system paperwork 3. JAMESON ADVISORS POSITION: registered assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 09/16/2024 ADDRESS: 1200 N Mayfair Rd Ste 300, MILWAUKEE WI 53226, United States DESCRIPTION: responding to client service request, process system paperwork
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-11 |
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