Dean Anthony Teofilo

Current Employers

Employment History

• 05/1991 → 10/2018
  Eastlake Capital Investments, Inc.
  Brookfield, WI
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  Brookfield, WI
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  Brookfield, WI
• 11/2020 → 09/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Wauwatosa, WI
• 09/2022 → Present
  Cetera Investment Advisors Llc
  St Cloud, MN

Previous Registrations

• 2007-01-03 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Brookfield, WI
  B, WI
  Wauwatosa, WI
• 1993-02-11 → 2007-01-03
  Ffp Advisory Services Inc
  Brookfield, WI

Other Businesses

1.)NAME OF OTHER BUSINESS: UW BAND ALUMNI ASSOCIATION; INVESTMENT RELATED: NO ; ADDRESS:650 N LAKE ST MADISON, WI 53706; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: HELPS TO PLAN THE ANNUAL REUNION EVENT; 2.)DEAN TEOFILO; AGENT; INSURANCE; START DATE: 4/1/2008. 3.) TEOFILO & COMPANY LLC; SOLE PROPRIETOR; DBA; START DATE 09/19/2011; 160 HRS. PER MONTH. 4.) WAUWATOSA CHAMBER OF COMMERCE; VOLUNTEER BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE: 11/01/2018; 8 HOURS PER MONTH. 5.) LOWELL DAMON WOODS NEIGHBORHOOD ASSOCIATION; BOARD MEMBER; NON-PROFIT ORGANIZATION; START DATE: 7/18/2019; 4 HOURS PER MONTH. 6.) DEAN TEOFILO NOTARY PUBLIC; NOTARY PUBLIC; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE: 8/16/2021; 4 HOURS PER MONTH. 7.) NAME OF OTHER BUSINESS: WISCONSIN PUBLIC RADIO ASSOC; INVESTMENT RELATED: NO; ADDRESS: 821 UNIVERSITY AVE MADISON, WI 53706; NATURE OF BUSINESS: NON PROFIT ; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: VOLUNTEER BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND 5 BOARD MEETINGS PER YEAR, SUPPORT ORGANIZATION BY STEWARDSHIP AND ADVOCACY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-03-22

Designations

Other Names

• Dean A Teofilo