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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-30
  • WI RA
    APPROVED
    Since 2026-07-30

Branch Locations

200 South Executive Drive, Suite 101 , Brookfield, WI 53005 • United States

Mt. Pleasant, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heiser Toyota Milwaukee WI 03/2022 07/2023
Reliable Floor Coverings Edmonds WA 08/2020 02/2021
Accents And Interiors Woodinville WA 03/2021 11/2021
Hotel Bellwether Bellingham WA 10/2018 07/2019
Victory Fireworks Centralia WA 07/2016 07/2020
Ymca Everett WA 12/2015 10/2017
N/A (Cant Remember Their Name) Bellingham WI 09/2018 10/2018
Teofilo & Company Wauwatosa WI 07/2023 07/2026
Unemployed N/A WI 12/2021 02/2022
Cetera Advisors St Cloud MN 07/2023 03/2024
Cetera Advisors St Cloud MN 03/2024 07/2026
The Milwaukee Bucks Milwaukee WI 03/2022 07/2025
Cetera Investment Advisers Llc Schaumburg IL 07/2024 07/2026
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
  • 03/2022 → 07/2023
    Heiser Toyota
    Milwaukee, WI
  • 08/2020 → 02/2021
    Reliable Floor Coverings
    Edmonds, WA
  • 03/2021 → 11/2021
    Accents And Interiors
    Woodinville, WA
  • 10/2018 → 07/2019
    Hotel Bellwether
    Bellingham, WA
  • 07/2016 → 07/2020
    Victory Fireworks
    Centralia, WA
  • 12/2015 → 10/2017
    Ymca
    Everett, WA
  • 09/2018 → 10/2018
    N/A (Cant Remember Their Name)
    Bellingham, WI
  • 07/2023 → 07/2026
    Teofilo & Company
    Wauwatosa, WI
  • 12/2021 → 02/2022
    Unemployed
    N/A, WI
  • 07/2023 → 03/2024
    Cetera Advisors
    St Cloud, MN
  • 03/2024 → 07/2026
    Cetera Advisors
    St Cloud, MN
  • 03/2022 → 07/2025
    The Milwaukee Bucks
    Milwaukee, WI
  • 07/2024 → 07/2026
    Schaumburg, IL
  • 07/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. ELIJAH CROOKER, 1233 N Mayfair Rd Ste 212, Wauwatosa, WI 53226, 06/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 0 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-22
  • S66 Uniform Combined State Law Examination
    2024-07-22

View on SEC IAPD

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