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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-05-06 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc | Pittsburgh | PA | 07/2014 | 11/2019 |
| Hilltop Securities Independent Network | Dallas | TX | 11/2019 | 05/2024 |
| Lpl Financial | Pittsburgh | PA | 05/2024 | Present |
1)03/22/2024 - Highland Partners Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-05 |
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