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Rosemaria Bernadette Oberlin

Rbc Capital Markets, LLC

New York, NY

Hazlet, NJ

CRD 1039304

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-22
  • NY RA
    APPROVED
    Since 2022-12-22

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Hazlet, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 03/2008 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-22
  • S63 Uniform Securities Agent State Law Examination
    1997-09-22
Other Names
  • Rosemaria Bernadette Fuoco
  • Rose Maria Bernadette Fuoco

View on SEC IAPD

Nearby Firms

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P2 CAPITAL PARTNERS, LLC
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Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

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