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Dennis Robert Rustad

Mml Investors Services, LLC

West Des Moines, IA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-03-25
  • IA RA
    APPROVED
    Since 2017-03-25

Branch Locations

5550 Wild Rose Lane Ste 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. West Des Moines IA 03/1980 03/2017
Mml Investors Services, Llc West Des Moines IA 03/2017 Present
Mass Mutual Life Insurance Company West Des Moines IA 07/2016 Present
  • 03/1980 → 03/2017
    Metlife Securities Inc.
    West Des Moines, IA
  • 03/2017 → Present
    Mml Investors Services, Llc
    West Des Moines, IA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    West Des Moines, IA
Previous Registrations
  • 1999-01-01 → 2017-03-25
    Msi Financial Services, Inc.
    West Des Moines, IA
    West Des Moines, IA
Other Businesses

Independent Insurance Agent-from business address-1hrs sec, 0hrs nonsec-Property & Casualty-since 07/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-06
  • S63 Uniform Securities Agent State Law Examination
    1987-01-06

View on SEC IAPD

Other Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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