Louis Anthony Guzzetta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 03/2022
  Cadaret, Grant & Co., Inc.
  Greene, NY
• 02/2009 → 03/2022
  Guzzetta Financial Associates
  Greene, NY
• 04/2022 → Present
  Lpl Financial Llc
  Endwell, NY
• 03/2022 → Present
  M&T Bank
  Endwell, NY

Previous Registrations

• 2010-07-29 → 2022-03-31
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Greene, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1)3/2022- Wilmington Advisors @M&T- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-14
• S63 Uniform Securities Agent State Law Examination
  1999-01-12