Best Investors
Account
Sign in
Best Investors
Account
Sign in
3590 Sacramento Dr. Ste 140, San Luis Obispo, CA 93401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-28 |
Branch Locations
3590 Sacramento Drive Suite 140, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Luis Obispo | CA | 10/2005 | Present |
1. 10/3/2006 - NON-VARIABLE INSURANCE DBA - LEWIS FINANCIAL - SAN LUIS OBISPO, CA. 2. 03/27/2024 - Lewis Financial - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 02/05/2024 - 140 Hours Per Month/ 80 Hours During Trading - I provide investment advisory services through Lewis Financial, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/09/2009 - SLO Riders - Non-Profit Board Member
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-01-14 |
Reach out to this advisor