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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-24
OH RA APPROVED 2003-05-21
  • TX RA
    APPROVED_RES
    Since 2014-07-24
  • OH RA
    APPROVED
    Since 2003-05-21

Branch Locations

1891 Georgetown Rd, Hudson, OH 44236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hudson OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hudson OH 11/2016 Present
Other Businesses

JOE'S COINS; NOT INV RELATED; HUDSON,OH; COIN COLLECTION;100% OWNERSHIP; START DATE: 10/23/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-07
S63 Uniform Securities Agent State Law Examination 1985-12-07
  • S65 Uniform Investment Adviser Law Examination
    2004-09-07
  • S63 Uniform Securities Agent State Law Examination
    1985-12-07

View on SEC IAPD

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