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Employer firm

Insight Financial Advisors CRD 113822

Reported services (Item 5G)

  • Financial planning

From the firm’s Form ADV. Read the guides:

Current Employers
Insight Financial Advisors

400 N. Tustin Ave., Suite 250, Santa Ana, CA 92705 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-12-01
CA RA APPROVED 2010-02-24
  • FL RA
    APPROVED
    Since 2023-12-01
  • CA RA
    APPROVED
    Since 2010-02-24

Branch Locations

400 N. Tustin Ave., Suite 250, Santa Ana, CA 92705 • United States

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-24
CA RA APPROVED 2009-08-21
  • TX RA
    APPROVED
    Since 2014-01-24
  • CA RA
    APPROVED
    Since 2009-08-21

Branch Locations

400 N Tustin Ave Ste 250, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2009 Present
Insight Financial Advisors Santa Ana CA 09/2009 Present
Other Businesses

1)WANDA DELGADO, INDEPENDENT INSURANCE AGENT, 400 N TUSTIN AVE STE 250, SANTA ANA, CA, 10/1980 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/MO - 4/TRADING. 2)WANDA DELGADO, SINGLE-FAMILY HOME RENTAL PROPERTY (NON-INVESTMENT RELATED), 256 SINGINGWOOD LANE, BREA, CA 92821; OWNER/LANDLORD; START DATE: 4/25/08; 10 HR/YR, 0 HR DURING SECURITIES TRADING HRS. 3)HELP FOR BRAIN INJURED CHILDREN (HBIC) 981 N EUCLID, LA HABRA, CA 90631. BEGAN 7/1/06 AS BOARD MEMBER/TREASURER. NIR - 1/MO - 0/TRADING. 4)INSIGHT FINANCIAL ADVISORS, 400 N TUSTIN AVE, STE 250, SANTA ANA, CA, 8/2009 AS OWNER/PRINCIPAL/ADVISORY REP OF A RIA. NIR - 2/MO - 2/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 09/3/09. 6)INSIGHT FINANCIAL ADVISORS, Santa Ana CA 92705, United States, 08/21/2009, IAR, DBA Name, INV REL, 160HR/MO - 120HR/TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-19
  • S63 Uniform Securities Agent State Law Examination
    1984-03-19
Designations
  • Certified Financial Planner
Other Names
  • Wanda Lee Hershberger
  • Wanda Lee Norton

View on SEC IAPD

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