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Jeffrey Dewayne Brooks

LPl Financial LLC

Marion, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-08-26
  • OH RA
    APPROVED
    Since 2009-08-26

Branch Locations

1597 Marion-Mt. Gilead Rd, Marion, OH 43302 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Marion OH 08/2009 Present
Other Businesses

(1) 08/29/2012 - DBA ONLY - MARION WEALTH MANAGEMENT GROUP, LTD. - MARION, OH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    2008-02-12

View on SEC IAPD

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Other Offices

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SANCTUARY ADVISORS, LLC · Marion, OH
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