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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| OH | RA | APPROVED | 2016-05-25 |
Branch Locations
1100 East Center Street, Suite D, Marion, OH 43302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2016 | Present |
| Whetstone Financial, Llc | Marion | OH | 05/2016 | Present |
1. Fixed Insurance Sales. Investment Related And Conducted From Branch Location. 2. Co-Owner, Whetstone Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/15/2024; 2% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-31 |
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