Abigail Loraine Spears

$198B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-07-10
TX	RA	APPROVED	2023-07-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Findlay	OH	05/2022	07/2023
Upper Sandusky Exempted Village Schools	Upper Sandusky	OH	06/2020	05/2022
The Ohio State University	Columbus	OH	08/2019	05/2022
Merrill Lynch	Marion	OH	05/2019	08/2019
Ohio Northern University	Ada	OH	08/2018	05/2019
Unemployed	Larue	OH	06/2018	08/2018
Upper Sandusky Exempted Village Schools	Upper Sandusky	OH	08/2012	06/2018
Bank Of America, N.A.	Findlay	OH	12/2022	07/2023
Stifel, Nicolaus & Company, Incorporated	Marion	OH	07/2023	Present

05/2022 → 07/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Findlay, OH
06/2020 → 05/2022

Upper Sandusky Exempted Village Schools

Upper Sandusky, OH
08/2019 → 05/2022

The Ohio State University

Columbus, OH
05/2019 → 08/2019

Merrill Lynch

Marion, OH
08/2018 → 05/2019

Ohio Northern University

Ada, OH
06/2018 → 08/2018

Unemployed

Larue, OH
08/2012 → 06/2018

Upper Sandusky Exempted Village Schools

Upper Sandusky, OH
12/2022 → 07/2023

Bank Of America, N.A.

Findlay, OH
07/2023 → Present

Stifel, Nicolaus & Company, Incorporated

Marion, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-25

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