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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-17
OH RA APPROVED 2019-08-28
  • TX RA
    APPROVED
    Since 2019-10-17
  • OH RA
    APPROVED
    Since 2019-08-28

Branch Locations

1101 Mt. Vernon Ave., Marion, OH 43302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Marion OH 09/2017 Present
Bowling Green State University Bowling Green OH 09/2012 08/2017
  • 09/2017 → Present
    Stifel
    Marion, OH
  • 09/2012 → 08/2017
    Bowling Green State University
    Bowling Green, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-27
S63 Uniform Securities Agent State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2019-08-27
  • S63 Uniform Securities Agent State Law Examination
    2018-12-12

View on SEC IAPD

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