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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
141 Union Blvd. Suite 350, Lakewood, CO 80228 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2006-06-07 |
Branch Locations
141 Union Blvd. Suite 350, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hinds Financial Group Inc | Lakewood | CO | 09/1988 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/1989 | Present |
| Cc Coaching And Consulting Inc | Littleton | CO | 08/2001 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; (2) NAME OF OTHER BUSINESS: HINDS FINANCIAL GROUP, INVESTMENT RELATED: NO, ADDRESS: 141 UNION BLVD, SUITE 350, NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISER REPRESENTATIVE, START DATE: 1989, APX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: ADVISORY AND FINANCIAL SERVICES; (3) NAME OF OTHER BUSINESS: CC COACHING AND CONSULTING INC., INVESTMENT RELATED: YES, ADDRESS: 5595 SOUTH SYCAMORE STREET, LITTLETON, CO 80120, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: AUGUST 2001, APX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: CONSULT TO COMPANIES ABOUT QUALIFIED RETIREMENT PLANS AND PERSONAL FINANCIAL PLANNING; (4) CRAIG S. CIARLELLI, NOT INVESTMENT RELATED, 5595 SOUTH SYCAMORE STREET, LITTLETON, CO 80120, GARAGE RENTAL, START 01/2004, 0HRS/WK (NON-TRADING HOURS), RENTING PARKING SPACE IN GARAGE; (5) NAME OF OTHER BUSINESS: CSCPLC, LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: LIMITED LIABILITY COMPANY ; START DATE: 04/2004 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / PRINCIPAL ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: OWNS AN INVESTMENT REAL ESTATE ; (6) NAME OF OTHER BUSINESS: AMERICAN DIABETES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 2460 WEST 26TH AVENUE #500-C, DENVER, CO 80211; NATURE OF BUSINESS: DIABETES ASSOCIATION: START DATE: 2013; POSITION/TITLE/RELATIONSHIP: LIVING RED COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RECRUIT THOSE WITH DIABETES TO PARTICIPATE IN BICYCLE TOURS ACROSS THE COUNTRY; (7) NAME OF OTHER BUSINESS: PLCCSC LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE ; START DATE: 03/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER /MEMBER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL REAL ESTATE FOR PERSONAL USE ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-08 |
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