John Karl Broman

Current Employers

Employment History

• 03/2002 → Present
  Lpl Financial Llc
  Saint Clair Shores, MI
• 06/2016 → 12/2016
  Independent Financial Partners
  Grosse Pointe Woods, MI
• 01/2017 → 03/2019
  Independent Financial Partners
  St. Clair Shores, MI
• 04/2019 → Present
  Private Advisor Group, Llc
  St. Clair Shores, MI

Previous Registrations

• 2016-06-16 → 2019-04-16
  Independent Financial Partners
  St. Clair Shores, MI
  Grosse Pointe Woods, MI

Other Businesses

1. 6/8/2005 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - FIXED INSURANCE PRODUCTS. 2. 6/8/2005 - TRUE NORTH FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/24/2009 - LIFE, HEALTH & LONG TERM CARE INSURANCE SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - INDEPENDENT AGENCY SELLING FIXED INSURANCE PRODUCTS. I WILL BE PROVIDING, FROM TIME TO TIME, SEMINARS WHICH ONLY PRESENT FIXED INSURANCE PRODUCTS PRIMARILY BUT NOT EXCLUSIVELY LONG TERM CARE INSURANCE. 4. 5/10/2019 - Private Advisor Group - DBA: (HYBRID) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/29/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 5/10/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/19/2019 - Private Advisor Group - DBA: (Hybrid) True North Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-17
• S63 Uniform Securities Agent State Law Examination
  1998-03-09

Designations